Systems of Practice: How Leaders Use Artifacts to
Create Professional Community in Schools
Richard R. Halverson
University of Wisconsin - Madison
Citation: Halverson, R.,
(2003, October 10). Systems of practice: How leaders use artifacts to
create professional community in schools. Education Policy
Analysis Archives, 11(37).Retrieved [Date] from
http://epaa.asu.edu/epaa/v11n37/.
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Abstract
This article explores how local school leaders construct the
conditions for professional community in their schools. This paper
argues that professional community is a special form of social
capital that results, in part, from the design and implementation
of facilitating structural networks by instructional leaders in
schools. The structural aspects of a school community can be
conceived as a system of practice, that is, a network of
structures, tasks and traditions that create and facilitate
complex webs of practice in organizations. Systems of practice are
composed of networks of artifacts, such as policies,
programs and procedures, which can be seen as powerful tools used
by local leaders to influence local instructional practices. The
system of practice framework suggests that leaders use artifacts
to establish structures that facilitate the closure of
professional networks among teachers, which in turns builds
professional community. The leadership practices of an urban
elementary school are used to illustrate how professional
community has been developed through the selective design and
implementation of artifacts in order to reshape the local system
of practice.
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Professional community is widely recognized as a valuable
quality of local school contexts (Lee and Smith 1996; Little 1982;
Seashore Louis and Marks 1996; Newmann and Wehlage, 1995). This
paper argues that professional community is generated by networks
of trust and obligation developed among teachers and school
leaders around shared instructional practices in schools. Social
capital is the accumulation of social values such as
trustworthiness and respect as a result of participation in
networks of social interaction, and “resides in the
relationships within an organization and between individuals
(Driscoll and Kerchner 1988, 387-388). I argue that professional
community is a form of social capital that results, in part, from
the work of school leaders to design and implement facilitating
structural networks among teachers. The research presented here
develops both conceptual tools to make relevant leadership
practices visible and analytical tools to show how these
practices, taken together, build this special form of social
capital in schools.
The paper is organized into two main parts: a theoretical
framework designed to capture the coherence and evolution of
structures that result in professional community, and an
illustration of how the framework is used to analyze leadership
practices that developed social capital in an urban elementary
school with a demonstrated high level of professional
community.
The theoretical framework proposed here explores how the
structural aspects of a school community can be conceived as a
system of practice. A system of practice is the complex
network of structures, tasks and traditions that create and
facilitate practice in organizations. Systems of practice refer to
the structural constraints through which leadership, teaching and
learning “flow” in a given school context (Ogawa and
Bossert 1995). As opposed to teachers, school leaders often
introduce and maintain instructional change in schools through
indirect means, such as the development and implementation of
programs and policies, rather than through direct engagement with
students. Here I describe this indirect influence of leaders on
the local system of practice through the design and implementation
of artifacts. The term artifact, borrowed from
human-computer interaction research (c.f. Norman 1988; 1993),
refers to entities designed to shape and enable organizational
practices. When applied to understanding school leadership,
artifacts such as policies, programs and procedures can be seen as
powerful tools used by local leaders to influence and maintain
instructional practices in schools. A local system of practice
refers to the network of artifacts, taken together, that both
shape the given context of instruction and point toward
opportunities for school leaders to alter instructional practices.
A system of practice provides a conceptual framework to explain
how leaders use, develop and selectively implement artifacts to
influence the practices of teaching and learning in schools.
The study that comprises the second part of the paper profiles
an urban school rated to have a high measure of professional
community, and asks: 1) what are some of the key artifacts that
helped to shape the local system of practice? 2) how did these
artifacts evolve together, either by design or by coincidence, to
shape the system of practice? and 3) how did the system of
practice shape the professional community of the school?
After identifying and discussing the development of three key
artifacts, I then use Coleman’s (1988) concept of the
closure of social systems to show how these artifacts, taken
together, create the conditions for professional community in the
school. While qualitative data often serve to develop new theories
(e.g. Strauss and Corbin 1997), the data discussed here serve as
an illustrative example of the theoretical framework described
above. The analysis of how leaders in a particular school
developed, implemented and used artifacts offers an interesting
glimpse into how leaders can create systems of practice that
generate professional community, and how researchers and school
leaders can re-think their efforts to study and create
professional community in schools.
Professional Communities
Professional community provides a model for creating the
conditions for their teachers to hear, share and experiment with
new ideas about practice. There has been considerable research on
the character and effects of professional communities in schools
(e.g. Louis, Kruse and Bryk 1995; Bryk, Camburn and Louis 1997;
Newmann and Wehlage 1995, Youngs and King 2000; Supovitz and
Poglinco 2000). This research indicates that characteristics of
schools with strong professional communities include:
- a clear sense of shared purpose and collective responsibility
for student learning;
- professional inquiry among staff to achieve that purpose,
including opportunities for sustained collaboration and reflection
on practice;
- deprivatization of teaching practice;
- norms of collegiality among teachers and leaders;
- opportunities for staff to influence school activities and
policies.
Strong professional communities in schools that promote
collective responsibility for student learning and norms of
collegiality among teachers have been associated with higher
levels of student achievement (Lee and Smith 1996; Little 1982;
Louis, Marks and Kruse 1996; Newmann and Wehlage 1995).
The concept of “professional community” is a member
of the larger conceptual family “communities of
practice.” A community of practice builds and relies upon a
shared core of knowledge through mutual engagement, joint
enterprise, and a shared repertoire of skills and abilities
(Wenger 1998). In a community of practice, members interact, learn
and work through participation in complex networks of shared
expectations and norms. Communities of practice include structures
and roles that induct new members into core practices through
legitimate peripheral participation (Lave and Wenger, 1991). These
induction and mentoring structures afford the development of a
sophisticated social network to parallel the task networks. While
communities of practice often rely on informal structures to
facilitate practice, over time, these structures can form
institutionalized routines and roles that shape the practice of
subsequent members. In more complex organizations, separate
communities of practice evolve around common task networks, and
can isolate certain groups in the organization from others
(Wenger, McDermott and Snyder, 2002). In these cases, community
members can find it difficult to transcend established
institutional boundaries in order to widen their community of
practice. When left unattended, schools and school faculties can
fall victim to the peril of institutionalized isolation.
Departmental and disciplinary boundaries among teachers
(McLaughlin and Talbert 1993; Stodolsky and Grossman 1995) and
boundaries between administrative and instructional practice
(Rowan 1990; Weick 1976), provide significant obstacles for
practitioners to establish common communities of practice across
schools. Creating communities of practice that reach across the
school provides a considerable challenge for many school
leaders.
It is important to note that a community takes on its character
from the nature of the practice around which it is organized.
While many schools have developed a sense of community among the
adults, not all communities can be described as professional. The
nature of the practice around which the community is formed proves
a key distinction, for example, between a school faculty and a
professional community. A professional community is shaped around
the goals that define teachers as members of a profession
dedicated to promoting student learning, as opposed, for example,
to communities organized around student discipline or teacher
social interaction (Grossman, Wineburg and Woolworth 2001).
Professional communities develop internal practices and
expectations to coordinate the non-routine nature of teaching
practice through self-regulation and the development of
information feedback systems to correct the direction of the
community (Louis, Kruse and Bryk, 1994; Huberman 1995; Little and
Bird 1987; Argyris 1990). In professional communities, teachers
have the opportunities to break down the isolation of classroom in
collaborative, problem-setting and -solving activities with
colleagues (Halverson 2002; Hargreaves 1994; Huberman 1995;
Miller, Lord and Dorney 1994; Rosenholtz 1989). These activities
could include collaborative curriculum design, instructional
evaluation, interdisciplinary teaming and curriculum development,
textbook and course material review, or school improvement
planning (Bryk, Rollow, and Pinnell, 1996). Networks of such
activities help to create and sustain the conditions for strong
professional communities in schools.
Although the value of professional community in schools is
widely recognized, knowledge about how individual leaders create
and sustain professional communities is not as widely understood.
Grossman, Wineburg and Woolworth’s experience with
developing professional community in a high school led them to
comment:
We have little sense of how teachers forge the bonds
of community, struggle to maintain them, work through the
inevitable conflicts of social relationships, and form structures
for social relationships over time. Without such understanding, we
have little to guide us as we create community (2000,
6).
We do have some understanding, however, of what leaders do in
schools with strong professional communities. Louis, Kruse and
Bryk (1995) conclude that the most important task for school
leaders is to create meaningful opportunities for teachers across
the school to work together on pressing issues of common interest.
Other key leader behaviors include being physically present in the
school, creating networks of conversation among faculty; making
resources available to support individual teacher development;
building bridges to networks practice and knowledge outside the
local school; and fostering a school community in which
instruction is viewed as problematic.
In many cases, these behaviors both lead to and require
structural supports for successful results. Making successful
leadership practice accessible means, in part, creating
representations of practice to be able to go beyond how leaders
create structures to get at how these structures “hang
together” in practice. If we assume that professional
community is an effect of how these practices together shape a
school culture, then we are faced with the need to develop both
conceptual tools and practical examples that show both how
practices support one another and how aspiring leaders can fashion
similar systems in their schools. The knowledge garnered needs to
integrate what is known about the what of professional
community with a framework to show how a network of
practice can be developed to support such practices.
Distributed Leadership, Artifacts and Tasks
Professional communities do not generate spontaneously in
schools (c.f. Grossman, Wineburg and Woolworth, 2000). Rather,
school-wide professional community emerges through participation
in the activities mentioned above. Much of the responsibility for
designing and establishing these activities rests with local
school leaders. As discussed above, we know something about the
kinds of conditions that both result from and promote professional
community, but we do not know as much about how leaders establish
these practices in existing school contexts. A distributed
perspective on leadership helps to identify and understand the
practices that establish the conditions of professional community
in schools (Spillane, Halverson and Diamond 2001). A distributed
perspective defines instructional leadership as the establishment
and maintenance of the conditions for improving teaching and
learning in schools (Spillane, Halverson and Diamond 2001, 23).
The focus for understanding how leadership is distributed through
an organization is to focus on the leadership tasks. These
tasks are distributed across two primary dimensions in schools:
the social distribution refers to the network of people
engaged in leadership tasks, while situational distribution
refers to how tasks are constrained and afforded by the context
within which leaders work.
I suggest that professional community is an outcome of certain
configurations of social networks in a school. Leaders influence
the development of social networks not only through direct
participation, but also indirectly through the formation of task
networks shaped by the design and implementation of artifacts. The
concept of artifact plays a main role in this argument how
leaders build the conditions for professional community in
schools. As used in research in human-computer interaction,
computer science and cognitive psychology, artifacts are entities
intentionally designed to interact with, aid or alter the
practices of people (c.f. Norman 1988; Simon 1996; Wartofsky
1979). With respect to schools and leadership, artifacts refer to
the programs, procedures and policies designed to shape or reform
existing practices in the institutional context (Halverson and
Zoltners 2001).
This account of artifacts and leadership relies upon a
significant history of research on the institutional and
professional structures that frame and enable leadership agency.
Early research guiding the Ohio State Leadership Scales, for
example, contrasted the concept of “initiating
structures,” such as schedules and procedures with
“consideration,” or supportiveness and compassion, to
describe how leaders guide the work of followers (Halpin &
Winer 1957). The range of initiating structures available to
leaders is determined, in part, by the institutional and the
culture context of work. Institutional theorists suggest that
initiating structures are embedded in institutional routines, and
come to constitute the background, framing expectations for work
in an organization (Rowan and Miskel 1999). Organizational
researchers emphasize how such structures both rely on and help to
shape culture. Schein (1992) describes how as organizations grow,
they rely on cultural artifacts such as architecture, rituals,
stories, and formal statements to perpetuate the established
organizational culture. Over time, this network of artifacts comes
to constraint the range of possible actions for the organization.
Leaders interested in reopening organizational possibilities must
engage in the process of deconstructing and rebuilding a new set
of artifacts to shape organizational practices. With respect to
schools, Deal and Peterson (1990; 1994) consider how leaders need
to balance multiple roles in order to attend to how the symbolic
and technical structures of schools influence the development of
culture. Schools rely upon a network of structures, such as
pervasive opportunities for professional development and
established occasions to celebrate success in learning and in
collaboration, to maintain a positive culture (Peterson & Deal
2002).
While each of these perspectives points out the value of how
structures influence and are influenced by leaders, the concept of
artifact promises to help us understand the agency of individual
leaders in developing structures to influence practice in a given
direction. I suggest that the structural context of a school is
composed of a variety of artifacts that, over time, come to shape
organizational practice. One way to categorize artifacts is
according to their place of origin. For example, the situation of
school leadership is composed of locally designed, received, and
inherited artifacts:
- Locally designed artifacts are designed by local actors
to address emergent acute and chronic concerns in the school.
Locally designed artifacts range from meeting agendas to
collaborative curriculum design teams, from daily school schedules
and attendance procedures to lunchroom policies. Such artifacts
aim to shape practice either through developing a repository of
appropriate responses to emergent issues, such as artifacts as
that act as precedents for anticipated situations (fire drill
policies or appropriate use policies for Internet browsing) or by
instituting procedures that routinize practice around intended
goals (such as standardized, locally designed curriculum across
grade levels, or the structure of the daily school schedule).
Locally designed artifacts can, over time, come to be recognized
as inherited artifacts (see below) through turnover in leadership
or faculty/staff composition.
- Received artifacts are adopted and implemented by the
local school. These artifacts are received from identifiable
external sources, such as state and district authorities, teacher
unions, textbook and curriculum publishers, or professional
development providers. Examples of received artifacts include
policies regarding assessment, budgeting and planning artifacts,
or textbooks or curricula. Local institutions are not responsible
for the design of received artifacts, but are responsible for
artifact implementation and maintenance. The implementation of
some received artifacts, such as high-stakes achievement tests and
budgeting procedures, is mandatory, in other cases, such as many
curriculum packages or student records programs, implementation is
optional.
- Inherited artifacts comprise the institutional context
of practice. Inherited artifacts give rise to practices and
routines for which the original artifacts, whether received or
designed, have long since been effaced. For example, the
nine-month school year resulted from a series of long-lost
initiatives to structure the school year according to the planting
season; the graded classroom resulted from similar programs
designed to create access to education at scale in large urban
areas. The specific initiatives that sponsored these practices
have long been forgotten-what remains are the ways the artifacts
have shaped and institutionalized practices. Local leaders may
attempt to correct or mitigate the effects of inherited artifacts
either through the implementation of received artifacts or the
development of locally designed artifacts.
Both leadership and instructional practice are distributed
across a network of locally designed, received and inherited
artifacts. Together, this network of artifacts coordinates the
practices and routines that form the instructional system of the
school. A description of this network, however, is insufficient to
get at what leaders do to promote professional community (c.f.
Peterson, McCarthey and Elmore 1996). Kruse and Louis (1996) warn
“while absence of structural supports impedes professional
community; the presence of supportive structures are not
sufficient to sustain the growth” (13). An example of the
limits of a structural account is the issue of common planning
time in school schedules. Establishing programs that build common
planning time into the daily schedule is a way school leaders can
alter an inherited artifact in order to shape instructional
practices. Without meaningful tasks, however, planning time is
often spent in non-instructional activities or personal projects.
In order to understand how school leaders create and sustain
professional community, we must go beyond artifact description to
accounts how artifact networks can come to shape school
communities.
Systems of Practice
A system of practice is a representation of how the local
network of artifacts facilitates the flow of instructional
practices of the school. The system of practice is moves beyond a
mere context for practice to describe the dynamic interplay of
artifact and tasks that inform, constrain and constitute local
practice. Teachers and school leaders not only work within the
constraints of the network of artifacts in their given situation,
but they think about the limits and possibilities of their
practice in terms of this network. A school or district-mandated
standardized textbook series, for example, provides artifacts that
help teachers structure their lessons in certain ways, cover
certain material, and understand student learning in terms of an
established curriculum. Changing the range of available
instructional artifacts not only changes the context of learning,
but also influences the ways that teachers understand learning in
their classrooms.
This interplay between context and constitution requires a more
dynamic, systemic perspective on the conditions leaders establish
to shape teaching and learning. Research in activity theory
(Engeström 1996) provides a dynamic representational model of
contexts that constitute practice. Engeström suggests
“contexts are neither containers nor situationally created
experiential spaces” (67). Rather, Engeström (1987)
proposes that contexts are better seen as activity systems
that tie the actor(s), the outcomes, and mediating artifacts into
a unified system of action. Engeström claims that people
engage in the tasks of work through participation in local
activity systems. Understanding and communicating work practices
requires making the essential aspects of the activity system
“visible” for reflection and evaluation (Suchman
1995).
In schools, the practice of teachers and students is
constituted by their participation in the activity system of
teaching and learning. While researchers have paid considerable
attention to the nature of the activity system in schools from an
instructional perspective (c.f. Ball and Cohen 1996; McLaughlin
and Talbert 1993), school leaders stand in a different relation
than do teachers to this instructional activity system. Leaders
qua leaders do not engage in the activity system of
teaching and learning as much as they shape and maintain the
system. Leaders are actors on, not actors within, the
instructional activity system. This does not mean that teachers
cannot be leaders, but it does suggest that as leaders, teachers
take a different perspective as participants in the activity
system of teaching and learning. Thus schools include at least two
levels of activity systems – one frames the practices of
teaching and learning, the other frames the practices of school
leadership (c.f. Weick 1976; 1982). A key aspect of school
leadership is the ability to manage the administrative activity
system such that leaders can “make room” to shape the
instructional activity system in schools. The ability to engage in
both systems simultaneously points toward how management and
leadership practices might be integrated in promoting
instructional improvement (c.f. Cuban 1988; Elmore 2001).
Considering the activity system of teaching and learning from
the outside, as it were, requires that leaders consider the
instructional system as a whole in order to understand how
the different features of the system interact. A system of
practice is thus a representation of an external perspective on
the instructional activity system from the perspective of leaders
– a reification of the activity system for the purpose of
identifying the key levers for maintenance and manipulation.
Systems of practice reflect leader’s perspectives on how the
structure of traditions, policies, programs, resources and
expectations fit together to shape a school culture and local
practices. While the common inherited artifacts of schools create
a high level of isomorphism among local systems of practice in
ways that provide common constraints and affordances between
systems, variations in received and designed artifacts allow local
systems of practice to reflect local circumstances distinct for
each school. The variation in local systems of practice may
explain why artifacts developed and implemented successfully in
one setting may be co-opted or marginalized when implanted in
another (Powell, Farrar and Cohen 1985; Cuban 1986, 1990). From
the perspective of leaders, understanding and learning to
manipulate the underlying artifact structure points to areas which
can be adjusted to change the tasks of the system in order to
support innovative programs. A large measure of local leadership
expertise requires getting to know how the unique features of each
context influence artifact design and use and understanding how to
introduce and manage artifacts that will produce intended changes
(Halverson 2002).
Professional Community and the Development of Social
Capital
Professional community is an outcome of certain systems of
practice in schools. It is evidenced by the emergence of a social
network of practice organized around sharing and developing
instructional expertise and practice. One way to understand
professional community as a form of capacity is to treat it as a
special kind of social capital. Capital is used in contemporary
economic and sociological discussions to refer to the financial,
material or personal resources upon which actors and organizations
can draw to maintain or change existing practices. Coleman (1988)
developed the concept of social capital to refer to resources
available to an actor or an organization by virtue of
participation in certain interpersonal or institutional
structures. While material and human capital are possessed by the
actor personally, social capital “inheres in the structure
of relations between actors and among actors” (s98).
Social capital is developed through social interaction (Wehlage
1993). Coleman describes how social capital primarily takes the
form of trust among members of a society and an organization. In
organizations, trust is built through participation in networks of
obligation and commitment, which offer opportunities for
participants to rely upon one another in the pursuit of common
interests or for the completion of shared tasks. Participation in
these networks of reciprocal obligations and commitment help
actors to develop reputation in an organization (Fowler 1999).
Thus trust is developed as an actor realizes he can work or share
ideas with certain colleagues, while reputation accrues when
actors in an organization develop opinions about the
trustworthiness of other actors.
Organizations with high levels of social capital have high
levels of trustworthiness between members. This establishment of
trustworthy organizational practices helps people share ideas and
abilities together, giving organizational access to resources that
had been previously untapped. (Bryk and Schneider 1996) Bryk and
Schneider (2002) suggest that a high level of trust among adults
in schools is a critical resource for school leaders engaging in
program reform. In their examination of Chicago Public School data
from 1990 to 1996, they found that schools with high levels of
trust at the beginning of reform efforts have a 1 in 2 chance of
improving student achievement scores in math and reading, while
schools with low levels of trust instead faced a 1 in 7 chance of
making significant gains (Bryk and Schneider 2002). While the
cause and effect relationship of trust and change is difficult to
trace, this research points toward how trust is used as a critical
resource for school leaders in organizational change.
While many schools offer ample opportunities for interaction,
not all of these interactions help create professional community.
Social capital is not a generic capacity – it takes its
character from the nature of the interactions from which it is
spawned. For example, schools in which adult interactions focus on
solving disciplinary and academic problems with individual
students, designing individual education plans for special
education students, or around teacher social interaction may
create social capital, but not necessarily professional community.
Grossman, Wineburg and Woolworth (2000) suggest that when
conversations around instruction occur in schools with high levels
of social capital, but no significant history of professional
community, a sense of “pseudo-community” is created in
which actors may interact but do not engage in difficult
discussions about instruction. In such schools, there are few
structured opportunities for interaction about the quality or the
process of instruction, and thus little social capital developed
around instruction. In the absence of structural supports, it is
left to individual teachers to seek out opportunities to interact
around instruction. Some teachers develop close relationships with
certain colleagues, or engage in professional networks outside the
school (Spillane and Thompson 1997; Huberman 1995). When these
conversations are left to individual initiative, the social
capital that contributes to professional community may be
developed among motivated individuals but may not be distributed
across the school.
Professional community, then, is a kind of social capital that
emerges in certain systems of practice. To create professional
community, school leaders either shape existing artifacts or
design new artifacts to create the structures that foster social
capital. Artifacts that give teachers opportunities to discuss
practice, develop programs, and understand assessment information
help to create the kind of trust within the organization that
marks professional community. The resulting professional community
then becomes a form of capacity to support subsequent
instructional practice. The next section of the paper provides a
profile of the system of practice in a school with a record of
strong professional community to illustrate this hypothesis. To
highlight features of how local leaders influenced the system of
practice, I consider how three key artifacts were created and
implmenented to shape the instructional practices on the school,
and then describe how these artifacts together helped shape a
system of practice that resulted in a strong professional
community.
Adams School
To illustrate the how a system of practice yields strong
professional community, I have chosen an urban elementary school
with a strong professional community as well as a record of
improved student achievement. Adams School (a pseudonym), a preK-8
school in Chicago, has an established record of improved student
learning, a deserved reputation as a school with a
well-articulated vision and record of instructional leadership and
professional community, and a stable leadership team willing to
grant access to the artifacts that compose the local system of
practice. An external report (Consortium for Chicago School
Research 1998) indicated high measures of the component aspects of
professional community at Adams, including a shared focus on
student learning; peer collaboration among teachers and leaders;
public classroom practices; reflective dialogue among teachers;
willingness for teachers to engage in innovation; and school-wide
support for change. During this time, the school also experienced
increases in student test scores.

Figure 1. Adams ITBS % students at/above national
norms
Measures of student achievement had shown improvement over the
period 1995-2001 on the district-wide standardized ITBS (Iowa
Tests of Basic Skills) as well as on the statewide assessment IGAP
(Illinois Assessment Program). ITBS scores showed significant
improvement in student performance in math and reading (Figure 1).
These improvements have occurred in the face of annual student
mobility rates of 30-40% and the challenge of 97% low-income
student population.
The Adams school leadership team was centered around Principal
Therese Williams (all pseudonyms). During her twelve-year tenure
as principal, Williams led Adams from one of the poorest student
performance records in Chicago to a school in which experienced
yearly gains in reading and math performance. Williams assembled a
leadership team from talented teachers within the building willing
to contribute to the creation and implmentation of a series of
innovative, locally designed artifacts intended to improve student
learning.
The artifacts described here guide the story of how Williams
and the Adams school community created professional community and
improved student learning. The research presented in here resulted
from the collaboration of several research teams to assemble a
profile of instructional leadership at Adams.Project researchers
made 1-2 visits per week over three years (1998-2000) to record a
wide variety of leadership practices. Data collected and developed
included multiple structured and semi-structured interviews with
leaders and teachers; extensive field notes reporting school
meetings and classroom observations; a twenty-three hour
video-record of interviews, meeting and classroom observations,
and reflective interviews using video as an occasion for
discussion; and an extensive catalog of artifacts including school
improvement planning documents, teacher observations, meeting
agendas, program descriptions, school calendars and schedules, and
memoranda.
To access and analyze how leaders used artifacts to shape the
system of practice in the school, I looked for evidence of
significant artifact use and development, and used the found
artifacts found as occasions to analyze the instructional
leadership practice in the school. First, the data were coded to
identify artifacts either mentioned or apparent in the operation
of the school in order to develop a map of the artifacts relevant
to instructional practice at Adams school. Eight locally designed
or implemented artifacts were identified as components of the
local system of practice (See Appendix 1). Once identified, the
data were re-considered to understand how the artifacts came to
shape the local system of practice. The data were coded a second
time in terms of a Design Cycle Analysis Model (DCAM), an analytic
model developed to track the genesis, development, iteration and
subsequent institutionalization of artifacts (Halverson 2002).
DCAM (Appendix 2) was constructed to trace the development of
artifacts as outcomes of leader’s problem-setting and
problem-solving practices. The model seeks to understand how
artifacts that result from a problem-setting and solving cycle can
come to serve as resources for subsequent problem-setting and
artifact design. Conversations with the designers, analysis of the
documentary record of artifact development and observations of
artifact use were used to explore the component aspects of the
DCAM model: the goals of the designers, the
strategies used in the design and implementation of the
artifact, the resources drawn upon in design and
implementation, the situational constraints and
affordances that effected the implementation and use, and
the ways in which artifacts evolved over time to become
resources for subsequent problem-setting efforts.
For this paper, I chose three artifacts to illustrate how Adams
leaders attempted to reshape the local system of practice: the
Breakfast Club, the Five-Week Assessment program and the School
Improvement Planning process. These three were selected as the
artifacts recognized most often, both by the researchers and by
Adams practitioners, as key to the Adams system of practice. The
narratives that follow result from the DCAM analysis of the three
artifacts in order to illustrate the genesis and evolution of
several key features of the Adams system of practice as well as to
show how the artifacts produce the conditions of professional
community in the school.
Breakfast Club
Breakfast Club was designed in 1995 as an opportunity for
teachers to discuss research relevant to current instructional
initiatives and practices among pre K-3 language arts teachers at
Adams. Breakfast Club involved monthly meetings in which a teacher
led a discussion before the school day about a piece of research,
usually concerning reading or writing instruction, with group of
pre K-3 teachers and administrators. During the years 1998-2000,
there was an average of eight Breakfast Club meetings per year,
with an average of fourteen pre K-3 faculty members in attendance.
Principal Williams attended about three-quarters of the Breakfast
Club meetings during this time period.
Hard-learned experience about the perils of imposing
professional development opportunities from above led the school
leadership team to consult with a number of grade-level teachers
about initial program design. Reflective interviews with members
of the design team revealed the following features to be built
into the Breakfast Club design:
- the program should not be mandatory to avoid the stultifying
atmosphere of many faculty meetings;
- the substance of the discussions themselves should sell the
program — if valued information was exchanged at the
meeting, word would get around and people would want to
come;
- meetings should take place in the mornings, so that teachers
would be fresh and ready to entertain new ideas;
- readings should be kept short, so that teachers would have a
greater chance of reading them before coming to the session;
and
- teachers should be able to select the readings and lead the
discussions.
The administrative team thought that the readings should be
aligned with the instructional priorities of the school,
particularly in language arts, so that teachers would be reading
about issues that they should be practicing in their classrooms.
Williams thought that a hot breakfast, paid from her own pocket,
would give a clear indication to faculty members to show that she
was willing to sacrifice for the program to get off the
ground.
While Breakfast Club began as an artifact for teachers to talk
about research and practice, it has since evolved into a more
complex artifact to support teacher brainstorming,
experimentation, and design of curricular initiatives. Sample
Breakfast Club topics from the 1998-2000 school years included a
review of a multiple methods approach to language arts
instruction, a conversation about the value and viability of
learning centers in primary classrooms, discussions of the
components of an ideal language arts classroom, and presentations
on how various components of a new school-wide language arts
initiative worked out in teachers classrooms. The conversations
and interactions that started during Breakfast Club have become a
significant organizing framework for the kinds of activities that
characterize the local professional community.
Breakfast Club and professional community
The structures and practices of Breakfast Club helped to create
some of characteristics of professional community at Adams,
including 1) the establishment of teacher collaboration and
curriculum design as a cornerstone of the professional development
program, 2) the deprivatization of practice and the cultivation
and exploitation of in-house expertise among faculty and staff,
and 3) the creation of a sense of both vision and ownership about
the instructional program.
First, Breakfast Club was originally designed to supplement the
existing professional development program at the school. The
design represented both a change in degree and a change in kind
for prior professional development at Adams. Many externally
designed professional development efforts, intended to bring new
ideas into the school, proved too intermittent and variable in
quality to provide much long-lasting impact on student achievement
scores. Early in her tenure, Principal Williams organized
curriculum review teams first within grade level (1990-91), then
across grade levels (1992-93) to get teachers talking about the
school instructional program. Williams attributed the failure of
these design efforts to improve test scores to the fact that
teachers were merely reorganizing existing ideas instead of
importing new ideas into their classrooms and discussions.
Breakfast Club extended this significant history of teacher
collaboration through the design of an artifact to support group
consideration of new instructional ideas. The evolution of
Breakfast Club to support teacher-led curriculum experimentation
helped spark a change in kind from prior professional development
efforts at Adams. Over time, the Breakfast Club discussions came
to reflect a blend of reporting on best practices research and
teacher reflection on the problems or possibilities offered by
their daily practice. The Breakfast Club paradigm helped to change
the way Adams leaders and teacher thought about professional
development in the school, and created systemic opportunities for
teachers to reflect on their instructional practices in light of
new ideas.
Second, the opportunity for teachers to lead and participate in
Breakfast Club discussions helped to deprivatize practice and
created substantial in-house instructional expertise. While
initial meetings provided opportunities for interested teachers to
become familiar with and discuss new ideas, in later meetings
teachers would report on their efforts to try out these ideas in
their classrooms. Creating a loop within the teacher community
from discussing, to experimenting, to reporting on their
experience with new ideas helped to create a system of reflective
practice in the school. This was particularly true of the teachers
who initially took leadership roles in the discussion and
experimentation with new language arts ideas and techniques. The
reflective loop created by the implementation of Breakfast Club
encouraged many teachers to discuss instructional practices about
language arts instruction openly with one another. Deprivatizing
practice also had the effect of allowing teachers and school
leaders to recognize and exploit the considerable local
instructional expertise in the design of subsequent professional
development opportunities. For example, spin-offs artifacts such
as Teacher Leader (1998) provided a half-day professional
development meeting to allow teachers to conduct workshops about
the ideas developed and shared during Breakfast Club, while
Teacher Talk (1997) applied the format of Breakfast Club to the
middle School faculty meetings. The cultivation of in-house
expertise, through Breakfast Club and other initiatives, was an
important source of developing internal leadership opportunities
for teachers within the school. The Adams school leaders developed
artifacts such as Breakfast Club, in part, to provide avenues for
leadership and the development of expertise, thus helping to
enrich the human capital available for subsequent problem-solving
opportunities.
Third, Breakfast Club provided an organizing artifact for
developing a shared sense of instructional vision and direction.
Instead of imposing a sense of direction on the language arts
program, the structures and practices of Breakfast Club allowed
for the collaborative consideration and experimentation of
alternative programs. As teachers explored and reflected upon
alternative practices, they could come to realize how the proposed
practices might remedy the shortcomings of the existing
instructional program. In 1999, after several years of discussion
and experimentation, the teachers and school leaders selected Pat
Cunningham’s Four Blocks of Literacy (Cunningham et. al.
1998) program for the cornerstone of their new language arts
program. Breakfast Club served as a foundation for teachers to
come together on the need for and merits of instructional
initiatives, and provided a structure to support inquiry and
collaborative design. The value of Breakfast Club as a structured
forum for reflection on practice was shown in several 2000-2001
meetings, as the school community reflected upon their experiences
with the Four Blocks program and came to experiment with several
new programs to supplement the existing program. Breakfast Club
provided a legitimate, on-going forum to discuss and vet proposed
directions, helping to continuously test and revamp the plan for
language arts instruction in the school.
The structures established by Breakfast Club helped to create
practices that resulted in several of the characteristics of
professional community in the school. As it began to shape the
local system of practice at Adams, local leaders and teachers
tinkered with Breakfast Club itself to support an increased range
of collaborative activities and reflection on practice in addition
to its original goal of bringing new research ideas to the school
faculty. This generative effect of the artifact on the system of
practice will be explored in the following sections.
Five-Week Assessment
The Five-Week Assessment program was designed as a means to
provide meaningful formative data to teachers and leaders about
student progress toward improved performance on the summative
district standardized tests. At Adams, the ITBS and, more
recently, the ISAT presented a challenge for instructional
leadership to reshape the instructional program to aid student
performance on the district-mandated tests. As a Chicago public
school, Adams teachers and leaders are held accountable for
demonstrating student achievement improvement as a measure of
school performance. The culture of professional community and
collaborative design, resulting in part from innovations such as
Breakfast Club, has led Adams school leaders to frame the problem
of reshaping the school instructional program in terms of
collaborative artifact development.
The Five-Week Assessment case offers insight into how the Adams
community adjusted to the demands of standardized testing. Every
five weeks, teachers throughout the school conducted a 1-2 hour
assessment with their students. A team of teachers and leaders
collected and graded the assessments, and consequently discussed
the results to plan intervention strategies for under performing
classrooms. The team also determined the assessment topics. Each
year a schedule of assessments was developed for the upcoming
school year. Initially designed to prepare students for the ITBS
exam, the assessment program shifted toward testing children for
the kinds of narrative, expository and persuasive writing and
open-ended questions required by the ISAT.
Five-Week Assessment and professional community
Five-Week Assessment was designed meet an emergent need for
assessment information within the existing school system of
practice. As one teacher described:
We realized that the (district) tests themselves
didn't give us much information about what we could do to improve
our scores – mainly because we received the results well
after we could do anything about it. We thought that a more
frequent assessment program, say every nine weeks, would tell us
where the children were.
The Five-Week Assessment began as an effort to retrofit the
specific, learning outcome demands of the standardized test,
particularly in language arts, to the existing instructional
system of the school. Prior collaborative design efforts at Adams
suggested that this effort too could be an occasion for
collaboration. In 1998, a small group of teachers and school
leaders worked to establish developmental benchmarks for student
achievement by reverse engineering the ITBS.
The initial implementation of the benchmarks provided
information about student achievement, but did not suggest what
teachers could do to improve achievement. By 2000, the re-designed
Five-Week Assessment became an effective diagnostic tool as
teachers and leaders collaboratively used the data, through
artifacts such as Breakfast Club and Teacher Leader, to shape the
existing instructional program by providing intermittent
check-points in the curriculum that teachers could use to check
student progress school-wide.
While high-stakes accountability systems can provide an
occasion to integrate feedback about program effectiveness into
the school system of practice, their introduction can also serve
to threaten existing professional community in a school. School
leaders who use accountability systems to pit teachers, grade
levels and schools against one another can erode trust, and lead
to a further insulation of practice. At Adams, school leaders
realized that using the results of the test scores at the
classroom level could create competition and resentment among
teachers, and discourage the formation of professional community.
The Language Arts Coordinator commented on the need for
grade-level reporting of scores to turn accountability data into a
positive force:
I think … when the IGAP was first started it did
something very interesting that almost forced us to work as a
team. … (Reporting at the classroom level led us to think)
this one teacher over here could be a shining star, but if the
other two or three were not getting the same kinds of results then
that one teacher didn't look good anymore because my score was not
enough to pull up the entire grade level. So, if I want my grade
level to get a good score then I need to help these other teachers
pull up to where I am.
The Five-Week Assessment helped to mitigate the summative
effect of standardized test scores by providing intermittent
benchmarks to gauge the projected results. Although the results of
the Five-Week Assessment did not anticipate the standardized test
results at first, over time, as the curriculum became more aligned
with the assessments, the Five-Week Assessment proved an effective
means to point out teachers who were doing particularly well as
well as a warning flag for problem classrooms. For example, the
Five-Week Assessment (since expanded to include the subjects
tested on the ISAT) revealed that 5th grade students in a
particular classroom were falling behind in science. The teacher
commented that: "looking at the Five Week Assessment saved our
butts because we could focus in on helping the students learn the
science content they needed to do well on the test." In this case,
teachers worked to enhance the existing language arts program with
more science-related readings in order to supplement the existing
science program. Here the Five-Week Assessment served as an alarm
to bring the resources of the Adams professional community to bear
in addressing instructional issues before they emerged as
accountability problems.
While professional community can emerge from the expression and
sharing of common interests around instruction, the long-term
viability of professional community may well depend upon the
development of feedback structures to provide information about
how collaboratively designed initiatives are working. The
Five-Week Assessment introduced a mediating artifact between
received district accountability measures and the local system of
practice in order to make the adjustment of the instructional
program tractable, helping to both deepen the professional
community and to bring the resources of the community to bear on
emergent instructional issues.
School-Improvement Planning Process
Unlike Breakfast Club or the Five-Week Assessment process, the
School Improvement Plan (SIP) was a received artifact established
as a mandatory district-wide practice for all Chicago Public
Schools in 1989 by the Illinois legislature. In many schools, such
district-designed instructional planning processes can serve as
mandated hoops through which school leaders must jump, completing
forms for the sake of compliance and never consulted until the
next round of submission is due. When treated as external
interventions, such received artifacts can glance off the school
system of practice, leaving core instructional practices
untouched. However, savvy leaders use features of artifacts such
as the SIP to both satisfy district requirements and to stimulate
desired instructional changes in the school.
The district-developed school improvement planning process was
an artifact designed to help school leaders coordinate budgetary
and instructional priorities with the local school councils (LSCs)
and the central office. Adams school leaders took the SIP as an
opportunity to extend existing collaborative planning practices.
School improvement planning was intertwined with many of the
leadership practices at Adams, reaching back to the arrival of
Principal Williams at Adams in the late 1980s. She reports that
instructional planning was one of her initial tasks at Adams:
(W)e began school improvement immediately, I believe
it was 1988 when the first legislation passed that created school
improvement plan, and we started from the beginning having
everybody who wanted to be involved, involved.
Instructional planning, for Williams, was a way to get faculty
and staff involved in conversations around instruction. By the
late 1990s, the district-received School Improvement Plan came to
serve as a comprehensive artifact to provide coherence to the
school professional development and planning processes. Each fall
Williams opened the school year with a review of the student
achievement goals as specified in the current School Improvement
Plan. During the fall semester, teachers would participate in the
in-service programs through artifacts such as Breakfast Club and
Teacher Talk, and leaders would access the progress of
instructional innovations through the Five-Week Assessment. During
the spring semester, the community would revisit the School
Improvement Plan goals and outline a new plan during a series of
formal meetings. In March, subject-matter specific meetings were
called to hammer out program priorities and student achievement
goals for the upcoming school year. Thus the final plan submitted
in May to satisfy district requirements reflected a profound local
adaptation of the school improvement planning process to cultivate
the local development of professional community.
The School Improvement Plan and professional community
Collaborative inquiry and design are the keys for how the
School Improvement Plan process contributed to professional
community at Adams. While the School Improvement Plan was itself
the outcome of a collaborative design effort, it also served as an
“umbrella” artifact to coordinate specific
instructional planning opportunities throughout the year, and as a
tool to focus the vision of instructional leadership and practice.
The role of the School Improvement Plan as an organizing artifact
made it a powerful hub for professional community in the
school.
Adams school improvement planning provided an on-going,
organizing occasion for collaborative design and assessment of the
instructional program rather than an isolated task to be completed
and shelved. Comprehensive instructional planning, for Williams,
was a way to get faculty and staff involved in conversations
around instruction. The School Improvement Plan currently plays a
central role in organizing multiple collaborative efforts. As
described by one school leader:
(e)verything is tied into in the SIP somehow,
that’s what gives it credibility in the school. Early on,
when the SIP meetings were poorly attended, people would complain
about not having the resources to get good work done, and the
administrators would reply that the teachers needed to come to the
meetings to plan for the things they wanted. The budget, and the
initiatives are all tied in, if you want to participate, you have
to come early and stay late (at these meetings).
Adams leaders set the problem of school improvement planning as
a global process that addresses the key instructional goals of the
school, and how, in turn, the instructional goals of the school
are customized to satisfy the requirements of the SIP. This
iteration between plan and program, between external and locally
designed artifacts, shows the compounding effect of interrelated
practices over time. The local emphasis on planning also helps to
give focus to a shared instructional vision in the school. The
School Improvement Plan clearly states both the instructional
goals and outlines the means of their achievement; the annual
collaborative development of the School Improvement Plan helps
insure that the community at large is involved in both
understanding and reviewing the instructional mission of the
school.
Professional community in action: a vignette
The School Improvement Plan meetings provide a glimpse into the
activity of professional community at Adams. In Chicago, the
annual School Improvement Plan is expected to outline how the
school will support student achievement gains in math and language
arts in the upcoming year. A 2000 math School Improvement Plan
meeting illustrated how this collaborative planning process
worked. Language arts coordinator Gwen Tracy took the lead by
instructing teachers to review the 1999-2000 Math plan. After
about five minutes of buzzing conversation, a first-grade teacher
began a discussion of the adequacy of the current HBJ textbook
series. Tracy later explained that:
The teachers have to own the meeting process because
the SIP depends upon their commitment to the changes we
propose…if the teachers don’t take charge, the
meetings don’t work….There were a couple of times
during the meeting today where (First Grade Teacher Mrs.) Brown
looked over at me (for some help at getting the meeting
going).
Tracy related that after many of the early SIP meetings, people
would come up to her and let her know programs or resources they
wanted but didn’t bring up at the meeting.
At first, the teachers didn’t see it this way,
then they realized that all of the resources are passed out
through the SIP – if they weren't involved in the process,
they didn’t get any of the resources.
As the math discussion unfolded, the five members of the Math
Committee (teachers from grades 1, 3, 5, 6 & 8) acted to
coordinate the brainstorming session. One Math committee member
noted that “We need to work on the more open-ended,
problem-solving aspect of math” in anticipation of the new
accountability challenges proposed by the ISAT. An eighth grade
Math Committee member added that ’next years’
(text)book has a lot of practice with open-ended
questions…the middle school lessons will have an open-ended
question every day…consistent with the NCTM
standards.” (NCTE is the National Council of Teachers of
Mathematics.) Teacher perceptions seemed to be that the while the
ITBS focused more on skills testing, new ISAT would focus more on
problem-setting and –solving issues. The math committee
recognized that the current instructional program was well
tailored to the math problems of the ITBS, but not as well suited
to the ISAT.
The meeting served as an opportunity to review previous math
SIPs plans with respect to other program initiatives. One teacher
commented that the Five-Week Assessment program in math be
expanded to provide the information generated by the language arts
assessments: “I think we should make the assessments similar
to how they are planned for Language Arts, I would like to see us
plan for the testing in math the same way.” This lack of
coordination between math and language arts pointed to how the
school had chosen to allocate subject-matter leadership resources.
Tracy’s role in coordinating the Five-Week Assessment in
language arts had no organizational analogue in math — the
math exams were developed and conducted by full-time teachers and
apparently had not received the same attention and review as the
language arts exams. This lack of organizational resources was now
being felt as teachers faced the new instructional demands of the
ISAT. As one teacher commented: “when you look at last years
ISATs, (you can see) what we are doing now (for the 5 week
assessments) is not working.”
This SIP review and design meeting provides a glimpse into the
collaborative planning practices at Adams. The meetings are held
to provide faculty with an opportunity to shape the school
instructional program. The design meetings rely upon considerable
resources in developing problem-solutions. Prior experiences with
the Five-Week Assessment program, Breakfast Club and collaborative
program design meant that teachers and administrators could focus
on program refinement rather than novel redesign; experience with
group collaboration practices meant that much of the process could
be simply assumed so that participants could focus on how programs
can be coordinated into a coherent instructional program rather
than on the process of collaboration. As one school leader
noted,
(M)ost of the programs we bring up in the SIP are
seeded over lunch and at grade level meetings. For example, we
talked about the Four Blocks program a full year before we
introduced it into the SIP. (One first-grade) teacher who reads a
lot presented the basic ideas of the Four Blocks at a Breakfast
Club, and there were several Teacher Leader meetings about the
Four Blocks program. I know that the program was discussed at
grade level meetings, by the time we talked about putting it into
the SIP, everyone was on-board.
The School Improvement Plan itself was a district-designed
artifact that afforded certain forms of school-level planning,
coordination with student achievement outcomes, and discretion
over resource allocation. In the hands of Adams school leaders,
the plan became an occasion for collaborative design of the school
instructional program, and while these practices were not new to
the Adams community, the artifact created a powerful and
legitimate opportunity for school leaders to deepen and extend the
collaborative practices that already existed in the school.
Professional Community and the Closure of Open Systems
Adams school leaders began with a focus on improving student
learning, and created artifacts to help teachers understand and
develop programs to help students learn better. The intention for
the design of programs such as Breakfast Club, Five-Week
Assessment or School Improvement Plan was to improve student
learning, not necessarily to create professional community. The
value of professional community was initially not clear to
Principal Williams. After some time, however, she reported that:
“we began to believe in the importance of professional
community when we realized that, it wasn’t taking classes,
but that it was when teachers started talking about their teaching
that the scores started improving.” Professional community
was not created so much in the design and implementation of each
artifact as realized in the effects of the artifacts taken
together, as a system of practice, over time.
If the value of creating professional community was not clear
to Adams school leaders, initially the methods of creating
professional community were vague as well. As the artifacts began
to shape the system of practice at Adams, the emergent sense of
professional community helped to create the conditions that helped
to shape subsequent artifacts in the school. In other words,
professional community was a by-product of instructional
improvement efforts that became, over time, a condition for
subsequent artifact development. This next section will outline
how each artifact created the social capital of professional
community within the school, and discuss how the artifacts
together helped to for the backbone of a reformed system of
practice at Adams.
Coleman (1988) describes how social capital developed through
the closure of social or information structures in organizations.
Closure happens when actors have opportunities to interact, create
trust and develop reputations around selected practices. Closure
involves creating feedback loops for information and social
interaction in organization. Social capital is developed in
organizations and interactions that present redundant
opportunities for closure. Open systems, on the other hand,
present little opportunity for closure. In open systems, actors
diverge from the source of information or directive without
structured opportunities for subsequent reconvergence. Trust
around core practices does not develop because actors have little
opportunity to enter into relations that create obligations or
commitments. Many school instructional systems or practice are
open in this fashion (Figure 2). In order to promote professional
communities in schools, leaders must create legitimate structures
that give rise to the occasions in which teachers can share and
reflect upon their hard-won instructional expertise, question
their own practices, and accept the suggestions of peers. From
Coleman’s perspective, these structures need to provide
closure for open social and information networks in
organizations. Closing a system means establishing feedback
systems in which actors can receive information about the degree
to which obligations have been entered into and fulfilled. The
instructional systems of many schools remain open as information
is distributed within the school with few formal (or informal)

Figure 2. Generic open school
structures provided for actors to close the loop. As a result
of many mandates and efforts to change instruction in an open
systems, teachers and leaders can become disenchanted with
received reform artifacts, and quietly learn to insulate their
practices from external intervention.
Each of the artifacts described above provides a different form
of closure in the local system of practice at Adams. Breakfast
Club provides a forum for teachers to reflect both on research and
on each other’s practice (Figure 3). As it grew to maturity,
Breakfast Club added a collaborative design dimension as a
platform for the development and customization of the school
language arts program. Over time, the communication network among
teachers sparked by Breakfast Club became a legitimate venue for
developing social capital around instruction among teachers and
school leaders, helping to break the barriers among classrooms and
with the main office to establish new forms of obligation and
trust within the school. Much of the social capital developed
during Breakfast Club stemmed from the conscious effort of school
leaders to encourage teachers to take leadership roles in
conducting and participating in Breakfast Club

Figure 3. How Breakfast Club closes the
system
meetings. The status of Breakfast Club within the school
community also helped give the leaders who shape of the discussion
agenda and schedule social capital as instructional leaders within
the school.
The Five-Week Assessment provides another angle on the on-going
effects of classroom practice through collaboratively developed
measures of student achievement. Interaction in Breakfast Club was
based largely on self-reports of what teachers do in their
classrooms. While administrators conduct informal and formal
assessments of class="Body" Breakfast Club (Figure 4). The
production and discussion of customized quantitative feedback to
inform the evaluation of program development helped to create
obligations among faculty as teacher look to one another to
improve their classroom practice. De facto faculty
instructional leaders emerged who knew how communicate

Figure 4. How the Five-Week Assessment closes the
system
new ideas with colleagues. The collaborative development and
implementation of the Five-Week Assessment provided needed closure
among teachers in the system of practice. The Five-Week Assessment
also gave school leaders feedback on how new instructional efforts
fared in classrooms. Incorporating Five-Week Assessment data into
Breakfast Club discussions helped to preserve the tipping point
(Gladwell 2000) at which professional community can sustain
self-reflective assessment practices without imploding and
fragmenting.
The School Improvement Planning process augmented social
capital developed during Breakfast Club and Five-Week Assessment
by allowing teachers and school leaders to articulate not only
what they have done, but also to put their ideas to the test by
building them into the school-wide instructional program. Since
the school was accountable to the district and to the Local School
Council (LSC) for achieving the goals specified in the School
Improvement Plan, the collaborative planning process gave
participants ownership over the direction of the instructional
program. The local implementation of the School Improvement Plan
at Adams created structures that encouraged multi-level
interactions of teachers and leaders in the development of school
plans to meet instructional goals (Figure 5).

Figure 5. How the School Improvement Plan closes the
system
While these meetings created obligations among community
members to draft and implement viable plans, the successful
completion and execution of the plan created trust among members
that their work was not in vain.
Separately, the artifacts described here provided structures to
support the creation of obligations and trust around instructional
issues. Analyzing the function of each artifact in isolation
misses the systemic nature of the way the system of practice has
evolved at Adams. A school improvement plan, for example, creates
neither an atmosphere of innovation nor the means for formative
assessment and periodic assessment of practice. Similarly, a
five-week assessment that attempts to measure teacher
instructional performance progress alone can splinter professional
communities because of the threat that comparing teachers to one
another make them less likely to collaborate on instructional
matters. Together, however, these artifacts helped to create a
coherent system of practice that brought closure across the
separate artifact-based sub-systems (Figure 6). Professional
community is the cumulative product of these redundant efforts to
close the local system of practice at Adams.

Figure 6. How system of practice closes the
system
Discussion
Several interesting issues arise in this analysis about the
relation of systems of practice to leadership practice and
professional community. First, do artifacts rely on or create
professional community? It might be argued either that there was a
strong pre-existing sense of professional community at the school
upon which these artifact depend for their subsequent success in
framing instructional practices at their school. Bryk and
Schneider (2002) suggest that existing high levels of trust
provide a key resource for school leaders in facilitating school
change. Our research showed that there seemed to already have been
a pre-existent strong sense of community and shared vision among a
tight group of Adams leaders at the school who perceived their
responsibility to improve student learning in the school. Perhaps
there already also existed a strong sense of professional
community among teachers that, when tapped by designed artifacts,
blossomed into school-wide professional community.
If professional community can be measured in terms of student
learning, however, the effects of the pre-existent professional
community were not supported by increases on student test scores.
Indeed, in the early 1990s, Adams ranked among the poorest
performing schools in the district. One administrator recalled
that before Principal Williams, there were strong teachers in the
school, and a strong sense of social community among teachers and
leaders, but those teachers who initiated discussions about
instructional issues felt stigmatized and silenced. While the
model provided here cannot conclusively demonstrate causality
between artifacts and professional community, it does suggest that
the artifacts described above were the key instruments used by
school leaders to create trust and open discussions of
instructional practice among teachers.
The artifacts themselves, however, do not seem to be easily
separable from the context in which they were created. Anecdotal
evidence about how other schools that experimented with Breakfast
Club-like artifacts felt little impact on the development of
professional community suggests that the artifacts themselves are
not the answer; rather it is how the artifacts interact with each
other and with the existing system of practice to give rise to
strong professional communities. Further investigation is required
into schools just embarking on the creation of professional
community as a avowed outcome to explore the relation between
artifact construction and the underlying forms of human and social
capital that make professional community possible.
Second, does reliance upon the analysis of artifacts as
components of a system of practice give short shrift to the
importance of interpersonal and spiritual leadership practices in
schools? The analysis of systems of practice offered here is
certainly not intended as a comprehensive approach to
understanding school leadership practice. Artifacts merely
establish the conditions for practice in organizations – the
actual practices of teaching and learning involve levels of agency
well beyond the determining structures of artifacts. The moral
leadership and interpersonal skills required to build consensus,
establish vision and give hope in schools transcend the structural
components of the instructional context. Still, artifacts provide
powerful tools and symbols to convey moral and interpersonal
leadership, and the system of practice framework provides a way to
understand and access the constraints and affordances that
determine what is possible in a given school context. The ability
of leaders to create and use artifacts is a powerful capacity not
only to shape the practices of teaching and learning but also to
provide inspiration through symbolic leadership. The analysis of
the artifacts that compose the system of practice by itself may
not tell the whole story of instructional leadership, but it does
point to a valuable place to start making successful leadership
practices accessible to interested others.
Conclusion
This account of how a system of designed and implemented
artifacts helped to create a vibrant professional community at
Adams provides a vantage point for understanding the nature of
professional community as a form of social capital in schools.
Looking at systems of practice and the tasks they shape is an
important way to consider questions of structure and leadership
agency in local schools. Here I have identified a school with a
strong sense of professional community, and have attempted to
identify contributing artifacts that leaders have used to generate
and shape the system of practice in the school. These artifacts
taken together help to enable tasks which create and sustain
intentional interpersonal relations in schools. School leaders
created professional community by using artifacts to shape the
local system of practice – creating simultaneous instances
of levels of closure that consequently help to form a special kind
of social capital. Instructional leadership practice is in part
constituted by the ways leaders seek to develop and manipulate the
artifacts available within the system of practice. Mapping the
artifacts that local leaders create and adapted to shape
instruction is an important way to understand the development of
professional community. Communicating what these artifacts are and
the ways they fit together in practice offers insight of the kinds
of situational constructs local leaders build and rely upon in
developing local professional communities in their schools.
Acknowledgement
Work on this paper was supported in part by the National
Science Foundation and the Spencer Foundation for grants to James
P. Spillane for the Distributed Leadership Project, and in part by
the National Science Foundation grant to Louis M. Gomez, Daniel C.
Edelson and James P. Spillane for the Living Curriculum Project.
Additional support was received from a dissertation year
fellowship from the Spencer Foundation, from the School of
Education and Social Policy at Northwestern University and from
the Educational Administration Department at the University of
Wisconsin-Madison. The opinions expressed are those of the author
and do not necessarily reflect the views of the supporting
agencies and institutions. The author wishes to thank Erica
Rosenfeld, Louis Gomez, James Spillane, Carolyn Kelley, Allan
Odden and Ronald Halverson for their thoughtful comments, and R.
Michelle Greene for her research assistance. The author is
grateful to the school leaders and teachers who participated in
the research.
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About the Author
Richard Halverson
School of Education
University of Wisconsin-Madison
Email: halverson@education.wisc.edu
Richard Halversonis an Assistant Professor in
Educational Administration at the University of Wisconsin-Madison.
His work aims to bring the research methods and practices of the
learning sciences to the world of educational leadership. His
research focuses on the ways in which people access, learn and
teach sophisticated, situated practices such as school leadership.
He builds on-line, multimedia technologies to access and document
successful school leadership practice, and to develop ideas that
can capture the complexity, expertise and situated nature of
leadership practice. His recent research interests involve the
representation of leadership practices in developing professional
community in schools, understanding how local school leaders make
sense of and implement teacher-evaluation systems, and
representing the ways in which leaders move beyond inclusion to
improve learn for all students in their schools.
Appendices
Appendix 1: Adams Artifacts
|
Artifact
|
Purpose
|
Description
|
Designers
|
Duration of Service
|
|
1. Breakfast Club
|
To provide in-house professional development for and by
Adams faculty
|
Monthly meetings before school at which faculty members make
and discuss presentations on research relevant to current
instructional programs
|
Language Arts Coordinator, Principal, Teachers
|
1995-current
|
|
2. School Improvement Plan (SIP)
|
To create annual local school plan to aligns instructional
and budgeting priorities for the upcoming school year.
|
District designed artifact that acts as a catalyst for local
planning efforts as leaders and teachers develop instructional
program to meet mandated student test performance targets
|
District, Principal, Administration, Teachers (approved by
Local School Council)
|
1989-current
|
|
3. Five-Week Assessment
|
Locally-designed testing program to provide formative data
to complement summative standardized testing data
|
Testing program based on reverse engineering summative tests
to give teachers and leaders a sense of progress toward improved
standardized test achievement
|
Language Arts Coordinator, Assistant Principal, Principal,
Teachers
|
1995- current
|
|
4. Teacher Observation Process
|
Process to provide formative and summative evaluation of
teachers according to union guidelines and district polices
|
District and locally designed forms used to make sense of
principal-teacher observation session. Evaluations based on
district and guidelines local instructional program priorities.
|
District, Principal, Assistant Principal
|
1989- current
|
|
5. Real Men Read
|
Annual event designed to bring male African American role
models into the school to read to the students
|
An annual breakfast and school wide program in which
African-American men gather to eat and read to children throughout
the school
|
Language Arts Coordinator, Assistant Principal, Principal
|
1998-current
|
|
6. Career Day
|
Annual event designed to offer Adams students an opportunity
to survey career possibilities.
|
A two-part annual assembly for middle school students to
listen to African-American speakers, then meet with
African-American professionals in a variety of career fields.
|
Guidance counselor, principal, teachers
|
1999-current
|
|
7. Chicago Annenberg Challenge Curriculum Planning
Process (CAC)
|
Year-long curriculum planning process to document
collaborative design efforts in building multidisciplinary
curricula
|
Collaborative curriculum design effort using LeTUS
project-based science curricula as a seed for building
middle-school cross-disciplinary curriculum.
|
Science coordinator, Teachers, Northwestern and Roosevelt
University Researchers
|
2000-2001
|
|
8. Science Coordinator Position
|
Position established to design science program for
Adams’ designation as Math-Science Academy
|
Promotion of 6th grade teacher Tim Zacharias to renovate
science program and to design and teach middle school science
curriculum in collaboration with classroom teachers
|
Science coordinator, Principal, Assistant Principal
|
1999-2000
|
Appendix 2. Design Cycle Analysis Model
(Halverson 2002)

|