Contributed Commentary on
Volume 5 Number 20: Rud The Use and Abuse of Socrates in Present Day Teaching
30 May 1998
Rick Garlikov
Rick@Garlikov.com
Preface
I am deeply troubled by the comments about Socrates and the Socratic Method that Anthony G. Rud, Jr. makes in his "The Use and Abuse of Socrates in Present Day Teaching" (EPAA Volume 5 Number 20, November 24, 1997), because I think they reflect what many educators today might feel about Socrates as portrayed in the Platonic dialogues; and if so, I think that is a terrible loss for today's students. In this response I want to deal only with issues about the Socratic teaching method, not with the interesting, and I think false, claim Rud seems to accept (ascribing it originally to Nietzsche) about the supposed conflicts between "rationality" and "creative myth" or between the search for truth and the continuing of cultural traditions. And I do not wish to consider specific beliefs of Socrates involving possible errors in reasoning or in the factual knowledge from which he was reasoning. I wish only to examine issues relevant to instructional methodology.
What I find particularly troubling is that Rud (and, from his citations, apparently many others) doesn't see what seems to me to be quite obvious in regard to what Socrates' methodology is all about.(Note 1) The method of questioning of the slave boy is not unlike Socrates questioning of Euthyphro or of the many other, often famous and powerful, adults in the dialogues. So where Rud sees it as displaying "blatant...problems of power and dominance of an elderly Greek citizen teaching a slave boy," I see the age and class difference as irrelevant features of that dialogue, since the essential features in it are no different than in the others, where Socrates questions quite prominent and highly positioned citizens. Nor, in many cases are the questions, and the answers given by the characters in the dialogues, very different from what would occur today if one were talking to someone about those very same subjects in a modern vernacular and with references to contemporary examples of the same sorts of actions and ideas Socrates gives his examples to illustrate. In discussing both Burbules and Haroutunian-Gordon, Rud seems to think it somehow surprising that Socrates does not follow prescribed formal methods and that he did not have a "specific pedagogy and a specific set of topics that can be learned by others." I do not know how to account for finding that surprising. It is quite clear from the dialogues that Socrates simply had thought deeply about a great many different things, and that he questioned people who expressed views he thought false about those things to see whether it was he or they who were in error, probably thinking it more likely they would be the ones who were mistaken, but entertaining the possibility he was the one who was mistaken. In the dialogues I have read, it is quite clear that Socrates' analysis is always deeper and more sustained than the other participants, and that the latter tend to express either unanalyzed, unreflective, popular views or views for which they may have some shallow reasons, but not very good ones - certainly not ones that will withstand scrutiny. To characterize this sort of inquiry, where one responds to others' views by showing them the problems with those views, as an "ill-structured teaching situation" that teachers need "to work their way out of" is to think of teaching much too narrowly as something that can only occur with a particular topic in a particular formal and prescribed way under particular conditions regardless of what beliefs or knowledge or ability one's students bring to the classroom. And the requirement of a specific pedagogy and set of topics ignores the common notion of teaching as something, say, parents might do when they teach their kids table manners, bicycle riding, the rules of baseball, how to throw a curve ball, badminton, croquet, how to drive, checkers, card tricks, how to deal with defeat or disappointment, and a zillion other things that parents teach children without curricular rationales or systematic, formalized topics offered at specially chosen preconceived times. The method involves teaching things at times they are relevant in ways that are most relevant to the person one is teaching, or guiding. That necessarily involves being able to ascertain what they already know or believe and understand that can help you teach them what you want them to learn. Although there will be similar elements each time you teach the same topic to different people, some quite different questions and ideas may be required as well, sometimes extremely different questions. One class I taught in the early 70's was so wedded to the principle of being true to yourself and honest with everyone else that when we discussed "When is it right to break a date, and why?" they honestly believed one should break a date, or do anything whenever one feels like it, regardless of what expense or effort the other person might have put into preparation for the date, and regardless of how important it might be to him or her. I thought of every possible question I could to get them to see that was not really a very good principle and that they really couldn't possibly believe it, but no matter what case I presented to them, they consistently took what seemed to me to be the most absurd and untenable position in favor of "doing whatever you really want to" even if it meant committing murder you thought you could get away with. So I had to use a very different strategy to get them to see they didn't really believe that principle was a good one to follow. That was the only group of students I ever taught who held that view; and so the way I had to deal with them during those classes was different from the way I ever had to deal with any other group. I don't consider such classes ill-structured teaching situations. I consider them to be normal teaching situations if one is really trying to address students' current knowledge, understanding, beliefs, and sincere interests as a starting place to help them learn.
And that makes reading Socratic dialogues harder than participating in one. When the interlocutor gives an answer you would not have given, immediately the dialogue will veer from the direction it would have taken had you been the one answering. You may lose interest or you may not understand or appreciate the answer; or you may not "get" the teacher's response to that answer. Yet you are not there to ask him what s/he means or why the question is relevant. Further, when you are not a participant, it may be difficult to see certain things that are important to see in order even to understand the questions. In the edition I have of the Meno, there is a diagram of the squares Socrates is discussing with the slave, but it is a finished diagram, containing all the elements Socrates draws out for the slave boy one at a time as he needs them. It is difficult to tell which lines Socrates is pointing to as he asks questions about the various squares and their areas relative to each other. So what might be quite instructive for the slave boy in Socrates' presence as he draws or points to certain lines in the figure might be more difficult for a reader to understand than would be reading a straightforward essay or argument. Unless the answers given by another student are the same as what you would have given, the reading of a Socratic dialogue involving him or her is not the same educational experience as participating in such a dialogue. Even for the same topic, each occurrence of Socratic teaching is potentially quite different from another. That may explain why someone might see given dialogues as just a bunch of persistent questions that are "devious" and difficult. They may not appreciate the point or rationale for the specific questions in a specific dialogue. But since Rud is a philosopher, presumably knowledgeable about some of the topics in the dialogues, that does not explain to me his characterization of them that way. I would have thought he would understand why Socrates chooses the particular questions he does at the times he does. Before getting into the method itself, I would like to dispose of two psychological characteristics Rud associates with it in some cases, that I think are also irrelevant to it: 1) ridicule of the respondent or of his answers, and 2) paralysis from fear by the respondent about having to participate in the enterprise. Ridicule can be used with almost any teaching method, even responding to raised hands, one can call on a student in a hostile and derisive manner. There is nothing about the Socratic method itself that requires hostility and sarcasm. And Socrates did not use it that way generally, if at all. To say or imply that because some people use the method "sadistically"to "humiliate" students in a form of "ritualized combat," the method has a "dark" or "unsavory" side ("to forget the unsavory aspects of Socrates is to forsake the Socratic spirit...", among other such passages) is like saying that because some people lecture in a boring manner, that lectures are by nature boring, or that because some jokes are tasteless that humor is by nature tasteless. Further, neither the slave boy nor many of the other people Socrates questioned seemed to be numbed by fear of making some sort of mistake. Used in an engaging and kind way, there is no need for the method to be threatening. And while many students or colleagues tend to become suspicious "something is up" when someone, particularly a philosopher, launches into what seem to be Socratic types of questions, that seldom ties many tongues, unless one feels interrogated and threatened by the questioner for reasons other than his/her asking questions. Many of the characters in the dialogues do seem to find excuses to leave the discussions when they find their initial views untenable, but they don't seem hesitant to be in the discussions up to that point. For students, who are often not so wedded to a view that they find a successful challenge to it unbearable, the Socratic method is often quite exciting. My experience in using it with "at risk" or students with low GPA's and/or low self-esteem is that they find it interesting, challenging, stimulating, helpful, and nurturing. Rural Alabama students and urban inner-city students alike have said they wished their previous courses had been as thought-provoking, challenging, and attentive to their own ideas. Students often prefer to have their ideas taken seriously and disagreed with and questioned than to have them ignored or patronizingly given a good grade with no real critical or analytical attention paid to them. It is a terrible mistake to see the Socratic Method as being always and automatically antithetical to nurturing or supportive teaching. It only appears that way on the surface, or perhaps to people who don't think any ideas should be probed too deeply or their advocates challenged to justify them. Finally in this preface, Socrates answers Rud's objection that "It is not made clear in the dialogue that the slave boy is somehow capable of using his knowledge." Socrates says what I think is true: "At present these notions have just been stirred up in him, as if in a dream; but if he were frequently asked the same questions in different forms, he would know as well as anyone at last." The way I tell this to people whom I teach photography is to say, "In two lessons [about four hours total time] I will teach you almost everything there is to know about photography so that you will understand it all. But you will not be able to apply it automatically or even keep it all in mind, for it will not have "sunk in". For that you will need to shoot pictures and bring them to me so that I can go over them and analyze them with you in light of the principles I will have taught you. That is when your understanding will start to sink in and become automatic(ally applied)."
The Socratic Method
The Socratic Method is simply a way, through asking certain sorts of pointed and stimulating, interesting or "live" questions, to get students, or anyone, to focus on the elements one thinks important for understanding of an idea or phenomena, in an order or perspective likely to help them gain that understanding. The idea is that by asking leading questions -- often logically leading questions-- about the elements one is bringing attention to, the other person will be able to see what you see about the idea or phenomena and will then attain the same understanding of it that you do. The method only works with regard to logical/conceptual types of material; one does not learn "facts" via the Socratic Method, not directly anyway. (It may help the discovery of new facts by showing where one might need to "look" for phenomena, in the same way that theoretical physics often fosters discoveries in applied physics.) However, it can be used to make learning facts easier, by organizing their introduction to the student in a way likely to be more meaningful to him or her. More about this below, with regard to teaching photography. When Socrates says it is not teaching, there are a number of things he might mean: (1) that it is not about telling anyone facts, or teaching them a skill (2) that it is not about telling anyone any thing s/he does not already know, in some sense of know, (3) that it only works with people who have some appreciation for, and sense of, inference, (4) that it is not about learning new things, but about putting into perspective things one knows but does not fully attend to or see the significance of, and/or (5) that it only applies to logical/conceptual aspects of material, not to the transfer of factual information . In the Apology, Socrates contrasts his kind of knowledge or wisdom with that of farmers, poets, etc. He does not have the kind of knowledge they have, which can be taught. He has a different sort of knowledge or insight. And he cannot "teach" one to have that, but he can demonstrate the results of his insight to others in certain ways, if they are willing and able to be receptive in certain ways. I consider what Socrates does to be teaching, even if he did not, because I consider methodically and intentionally fostering particular new perspectives and greater understanding in another person to be one (extremely important) form or aspect of teaching. But it is definitely not the same thing as trying to tell or teach facts or fact-based skills. But the Method differs from just asking questions, especially open-ended or non-leading questions, or ones that one does not know the answer to oneself. That is in part why it is a teaching method, not just a brain-storming activity nor an activity whose point is merely to inspire thought or research by simply asking general or open-ended questions or questions one does not know the answer to oneself. Bill Hunter and I had a long e-mail debate, which is available in an edited form at http://www.Garlikov.com/teaching/dialogue.html about whether fostering research or discovery by students, via questions the questioner may not know the answer to, is teaching. I use the Socratic Method for teaching many things. For a transcript of a fairly "pure" (i.e., questions only) use of the method, with commentary about it, for teaching a logical/conceptual idea see my "The Socratic Method: Teaching by Asking Instead of by Telling", http://www.Garlikov.com/Soc_Meth.html, But I also use the method for organizing material when I teach, say, photography; and for getting students to see mistakes in their reasoning in any subject matter area. An example of the latter case was in a discussion of homosexuality in an "Ethics and Society" course where many students said that homosexuality was wrong because (the idea of) it was so disgusting. I asked them whether they thought that such disgust was a sufficient characteristic to make an action be immoral. They said it was. I asked them then to close their eyes and think about ... their parents having sex with each other. They all let out an even bigger groan of disgust, and said they found that idea really disgusting. So I asked whether they would have to conclude then that it was immoral for their parents ever to have (or to have had) sex with each other. They agreed it was not. Of course they then asked whether that meant I thought homosexuality was moral. My response was that whether it is or is not is simply unrelated to whether it is personally disgusting or not to anyone. I was not trying to argue in this particular case for or against the morality of homosexuality, but was merely trying to get them to see that finding an action disgusting did not justify their thinking it must be immoral just because of that. Having introduced the point to them in that dramatic ("Torpedo's touch"?) way, we then go on to talk about other activities that they might sometimes characterize as disgusting but not immoral - such as dietary preferences that may be quite different from one's own, surgical procedures, etc.-- so that that one example is not seen to be either an anomaly or a complete explanation. As to helping present facts in a manner conducive to seeing their significance, when I teach photography, I give certain demonstrations and then ask leading questions about them. Most people, even a great many who have taken a photography course or two, do not understand very well the significance of shutter speeds, aperture settings, or film ISO numbers. And they do not see that all these are related to each other in a simple way, nor what that portends for their picture-taking. So I open the back of an empty camera, remove the lens cap, and point the camera toward a light surface and trip the shutter, first at different shutter speeds, and then after some questions, at different aperture settings, letting them see what happens. After the shutter speed demonstration I ask them which shutter speeds let in more light, the ones where the shutter is open longer or shorter. They pretty clearly see that the longer the shutter is open, the more light comes in from a given source. After I point out that the shutter speed numbers are actually just reciprocals of time measured in seconds (e.g., 250 stands for 1/250 second, 2 stands for ½ second, etc.) I then ask how much more or less light is let in between each shutter speed on the dial. Except for one place where an insignificantly slight adjustment is made in the system, because the time increments between shutter speeds are doubled (or halved in the other direction), they immediately see that changing shutter speeds doubles or halves the amount of light let onto the film by a given source, all other things being equal. Letting light from a source go through an opening for one second, for example, allows twice as much light to come in as does allowing it to go through for half a second. I then go through the same thing with regard to aperture setting. "Which lets in more light?" Obviously the larger opening will. Then I simply tell them that the aperture system is designed in such a way that the difference between adjacent apertures also lets in twice or half as much light, depending on the direction one is going. Then I ask them how much different the amount of light let in is if I were to increase the shutter speed by one click, and also increase the size of the aperture by one click. They see that is the same amount of light. I do it again, and again. All the changes make no change in the amount of light let in to the film. It does not take them long to ask their own question, which is some variation on "Then how do you choose which combination to use, if they all do the same thing?" I take that question to be one sign they are understanding what I have been teaching them so far. And that question allows me to go into the properties shutter speeds and apertures control in addition to amount of light. Now one of the, I think unjustified, criticisms of the Socratic Method is that the questions are not so much logically leading in a way to give insight as they are psychologically merely prompting questions whose answers are obvious from verbal or psychological cues rather than from attention to the content. This may be what Rud means when he says that Socrates begins by putting words in the mouth of the slave. I can discuss this criticism better with an example of my own from a criticism of my Socratic Method paper. There is a place in that paper where I report asking a group of third grade students how many numerals there are in our (Arabic, decimal) numbering system. At first the answer the class shouts out is "nine"; then someone says "ten" and there is some agreement with that. So I asked "Which is it, nine or ten," and they all yelled back "Ten!" I took that, whether mistakenly or not, as a sign that they were now including zero as a numeral that they had initially neglected to consider when they said "nine." My next question was "If we list the numerals in order, starting with zero, what will the list be?" I was taken to task by a critic of the method for essentially telling the students zero was a numeral. I don't think I did, because I was pretty certain their change from nine to ten implied they realized zero was a numeral to consider, but I can see how someone might think so. However, it is really an irrelevant criticism of the method, though it may be a justified criticism of this particular application of the method. Had I been more precise or more thorough, or had I thought it necessary, I would have asked something like "Why did you change from 'nine' to 'ten'?" or "What are the ten numerals?" If zero were still missing, I could have asked something that would have got them to realize it, by, say, holding up a closed fist and asking how many fingers I was 'holding up'. When they said "none," I could have asked how they might write "none" numerically. Or if I asked them what the lowest numeral was and they had said "One," I could have asked them whether there was not some number lower than one. I assume that somehow or other we could have easily got to zero, and to their recalling and recognizing it was the lowest numeral. At that point the class would have continued as it then did in the original. As to the answers to the individual questions in a Socratic dialogue being prompted by cues other than logic, there are four responses I would make to dispute that. 1) You cannot get satisfactory answers to the later questions without first having gone through the earlier questions, so at least these later questions by themselves obviously do not contain the clues for answering them. 2) There are people who "get lost" and cannot answer the middle to later questions in a chain of questions that develops a line of reasoning. They cannot make connections as they go along. They report that they cannot "follow" the line of thought being developed. 3) When people do successfully follow a chain of questions, they usually report that suddenly they "see" how all this [whatever is being explained or taught] works. They display a "Eureka" experience that cannot be accounted for by their having answered easy individual questions whose answers were obvious by the way the questions were asked. And 4) one can often see students make insightful comments or ask penetrating questions that show they are starting to catch on to things greater or more encompassing than your individual questions have covered - comments and questions they could not make or ask at the beginning of the chain of questions.
Rick Garlikov
Notes
1. Rud at one point talks about Sophie Haroutunian-Gordon's operating from a "close" reading of the dialogues, and some of the comments he makes, especially about the geometric derivation Socrates goes through with the slave boy, indicate he and other critics may not be operating from that kind of reading. I would have thought any analysis would necessitate operating from a "close" reading, but perhaps that is neither required nor expected in "citation-based" or "reference-based" scholarship or analysis based on deconstruction. When Rud says, for example, "...Socrates makes Meno uncomfortable with his persistent questions" that strikes me as an odd description of the origin of discomfort of the participants in the dialogues. It is not that Socrates has persistent questions as a three-year-old might or as a heckler at a political rally might; and it is not that his questions are difficult or embarrassing. The crux of the discomfort in many of the dialogues is that Socrates' specific questions lead logically and, in a sense forcefully, to ideas the participants cannot, or do not want to have to, entertain or accept. And when Rud says things like "Socrates was devious and crafty" or that Socratically inspired teachers are good at playing some sort of "dialogue game," it seems to miss the point in the same way it would miss the point to analyze Einstein's work by saying only that Einstein was intelligent but unusual in his thinking, and that his theories are quite strange. Furthermore, since "devious" and "crafty" imply gamesmanship or trickery of some sort, their use paints a picture quite different from the picture I see of Socrates as I read the dialogues. I see the Socrates of the Euthyphro, Meno, Republic, Apology, and other dialogues I have read as insightful, brilliant, understanding, sincere, honest, and passionately opposed to loose and fallacious thinking. But I only came to see him that way after teaching modern versions of the same topics, and seeing that the views contemporary students and adults hold about those topics are not very different from the views portrayed by the Platonic participants, and that the same objections or arguments Socrates used, apply as well.