EPAA/AAPE is a peer-reviewed, open-access, international, multilingual, and multidisciplinary journal designed for researchers, practitioners, policy makers, and development analysts concerned with education policies. EPAA/AAPE accepts unpublished original manuscripts in English, Spanish and Portuguese without restriction as to conceptual and methodological perspectives, time or place. EPAA/AAPE publishes issues comprised of empirical articles, commentaries, and special issues at roughly weekly intervals, all of which pertain to educational policy, with direct implications for educational policy.
Rebecca S. Natow is an Assistant Professor of Educational Leadership and Policy at Hofstra University. Her research and teaching are focused on higher education policy, higher education leadership, and qualitative research methods.
Research utilization in higher education rulemaking: A multi-case study of research prevalence, sources, and barriers
Rebecca Natow
Abstract
For stakeholders who would like to see more research as a basis for educational policy, it is important to understand the prevalence of research use and the sources of the studies used by policymakers, as well as the factors that hinder research use in educational policymaking. Through an analysis of regulatory documents and interviews with 34 key informants, this multi-case study examined the prevalence and sources of research utilized in higher education rulemaking, which is the process for developing federal regulations that govern higher education. This study also examined barriers to using research in higher education rulemaking. Findings indicate that while research has been used in this process, factors other than research were discussed more frequently in final regulations. Barriers to research use in higher education rulemaking included time constraints, unavailability of data, politics, lack of government research capacity, and other disjunctions between the research and policy communities. Moreover, the contexts in which particular rules were created shaped the prevalence and sources of research used in the regulations’ development. The article concludes with implications for policy and theory.
Keywords
research use; higher education; educational policy; rulemaking; federal policy; United States; case study